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Principle:Recommenders team Recommenders ALS Recommendation Generation

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Domains Recommendation Systems, Matrix Factorization, Distributed Computing
Last Updated 2026-02-10 00:00 GMT

Overview

Generating predictions from factored matrices involves computing scores for user-item pairs via the dot product of learned user and item latent factor vectors.

Description

After training an ALS model, the learned user factor matrix U and item factor matrix V encode each user and item as dense vectors in a shared latent space of dimension k. To predict the rating that user u would give to item i, the model computes the dot product of the corresponding latent vectors:

predicted_rating(u, i) = U_u . V_i^T

In PySpark's implementation, this prediction step is exposed through the standard Spark ML Transformer interface: ALSModel.transform(df) takes a DataFrame of (user, item) pairs and appends a prediction column containing the estimated ratings.

The prediction step has two key characteristics:

  1. Distributed computation: The dot products are computed across the cluster, with each partition independently computing predictions for its subset of user-item pairs. The user and item factor vectors are broadcast to all executors.
  2. Cold start handling: If a user or item in the input DataFrame was not present in the training data, no factor vector exists for it. The coldStartStrategy parameter (set during ALS configuration) determines whether these produce NaN values ("nan") or are dropped from the output ("drop").

This prediction mechanism is used for two purposes in the ALS workflow: (1) generating predicted ratings for held-out test pairs to compute evaluation metrics, and (2) generating top-N recommendations for each user by scoring all candidate items.

Usage

Use prediction generation after training an ALS model and before computing evaluation metrics. Pass the test DataFrame to model.transform() to obtain predictions, then pass both the true ratings and predicted ratings to the evaluation classes. For top-N recommendation, use model.recommendForAllUsers(N) to get the top N items for each user.

Theoretical Basis

The prediction for a user-item pair is the dot product of the latent factor vectors learned during ALS training:

Given:
  U_u = [u_1, u_2, ..., u_k]  (user u's latent factor vector)
  V_i = [v_1, v_2, ..., v_k]  (item i's latent factor vector)

Prediction:
  R_hat(u, i) = U_u . V_i^T = sum_{j=1}^{k} u_j * v_j

The dot product captures the affinity between user and item in the learned latent space. Each dimension of the latent vector represents an abstract "factor" (e.g., genre preference, popularity sensitivity) discovered during training. Users and items with similar factor profiles produce higher dot products, indicating a stronger predicted preference.

Algorithm: Distributed Prediction Generation
Input: ALSModel (U, V), DataFrame D of (user_id, item_id) pairs
Output: DataFrame D' with appended prediction column

1. Broadcast U and V factor matrices to all executors
2. For each (user_id, item_id) pair in D (executed per-partition):
   a. Look up U_{user_id} and V_{item_id}
   b. IF either vector is missing (cold start):
      - If coldStartStrategy == "drop": skip this pair
      - If coldStartStrategy == "nan": prediction = NaN
   c. ELSE: prediction = dot(U_{user_id}, V_{item_id})
3. Return D' = D with appended prediction column

The computational cost per prediction is O(k) where k is the rank (number of latent factors). For a test set of n pairs, the total cost is O(n * k), distributed across the cluster.

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