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Principle:Huggingface Trl PPO Argument Configuration

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Property Value
Principle Name PPO Argument Configuration
Technology Huggingface TRL
Category Configuration
Workflow PPO RLHF Training
Paper PPO (https://arxiv.org/abs/1707.06347)
Implementation Implementation:Huggingface_Trl_HfArgumentParser_PPOConfig

Overview

Description

The PPOConfig dataclass provides all hyperparameters for Proximal Policy Optimization (PPO) training in the RLHF pipeline. It extends transformers.TrainingArguments with PPO-specific parameters including the clipped surrogate objective settings, Generalized Advantage Estimation (GAE) parameters, KL divergence constraints, value function coefficients, and generation settings for online rollouts.

PPO training is fundamentally different from supervised training because the training data is generated online by the policy model itself. This requires additional configuration for response generation (temperature, response length, stop tokens), model paths (SFT policy and reward model), and the complex batch size hierarchy (micro, local, global, mini).

Usage

PPOConfig is instantiated either directly or parsed from command-line arguments using HfArgumentParser. It is passed as the args parameter to PPOTrainer.

Theoretical Basis

PPO Hyperparameters

The Proximal Policy Optimization algorithm uses a clipped surrogate objective to ensure stable policy updates. Key hyperparameters include:

  • num_ppo_epochs (default: 4): Number of optimization passes over each batch of rollout data. Multiple epochs extract more signal from each expensive rollout but risk overfitting to stale advantages.
  • cliprange (default: 0.2): The clipping parameter epsilon for the surrogate objective. The policy ratio is clipped to [1-epsilon, 1+epsilon], preventing excessively large updates. The standard value of 0.2 balances exploration and stability.
  • vf_coef (default: 0.1): Coefficient for the value function loss in the total loss. A lower coefficient (compared to the policy loss) prevents the value function from dominating gradient updates.
  • cliprange_value (default: 0.2): Clipping range for the value function predictions, analogous to the policy clip range. Prevents value function estimates from changing too rapidly.

GAE Lambda

Generalized Advantage Estimation parameters control the bias-variance tradeoff in advantage computation:

  • gamma (default: 1.0): Discount factor for future rewards. Setting gamma=1.0 means no discounting, treating all future rewards equally, which is appropriate for episodic text generation tasks.
  • lam (default: 0.95): GAE lambda parameter. Higher values (closer to 1.0) produce lower-bias but higher-variance advantage estimates. The default 0.95 provides a good balance for language model RLHF.

KL Coefficient

  • kl_coef (default: 0.05): Coefficient for the KL divergence penalty added to the reward signal. This penalizes the policy for deviating too far from the reference policy, preventing reward hacking and catastrophic forgetting. The KL penalty is computed per-token and added to the reward before advantage computation.
  • kl_estimator (default: "k1"): Which estimator for KL divergence to use. "k1" is a straightforward unbiased estimator; "k3" is an unbiased estimator with lower variance.

Batch Size Hierarchy

PPO training uses a multi-level batch size hierarchy:

Level Formula Description
micro_batch_size per_device_train_batch_size * world_size Batch across all GPUs in one forward pass
local_batch_size per_device_train_batch_size * gradient_accumulation_steps Batch per GPU including accumulation
batch_size local_batch_size * world_size Total batch across all GPUs and accumulation steps
mini_batch_size batch_size / num_mini_batches Size of each PPO optimization minibatch

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